DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Kathaleen Ann Muilwyk

Newedge AdvisorsBD affiliatedNew Orleans, La dual registrantIAPD 4943556

Feed of 09/15/2026

Also filed as Kathy Ann Muilwyk

At current firm

4 y

since Mar 30, 2022

In the industry

21 y

since Jun 28, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Newedge Advisors BD affiliated current
since Mar 30, 2022 · New Orleans, La
Raymond James & Associates, Inc. national BD
Feb 13, 2013 to Feb 18, 2022 · Greenville, Sc
Morgan Keegan & Company, LLC former
Mar 23, 2011 to Feb 13, 2013 · Greenville, Sc
Morgan Stanley wirehouse
Jun 1, 2009 to Mar 23, 2011 · Spartanburg, Sc
Citigroup Global Markets Inc. BD affiliated
Oct 31, 2007 to Jun 1, 2009 · Spartanburg, Sc
A. G. Edwards & Sons, Inc. unclassified
Jun 29, 2005 to Nov 8, 2007 · Inman, Sc

Moves

a registration end followed by a registration begin elsewhere

Raymond James & Associates, Inc. to Newedge Advisors
left Feb 18, 2022, registered Mar 30, 2022 (40 days) · Affiliated broker-dealer or bank to another · moved with a team
Morgan Keegan & Company, LLC to Raymond James & Associates, Inc.
left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
Morgan Stanley to Morgan Keegan & Company, LLC
left Mar 23, 2011, registered Mar 23, 2011 (0 days) · Other
Citigroup Global Markets Inc. to Morgan Stanley
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
A. G. Edwards & Sons, Inc. to Citigroup Global Markets Inc.
left Nov 8, 2007, registered Oct 31, 2007 (-8 days) · Other

Signals

Kathaleen Ann Muilwyk left Raymond James & Associates, Inc. for Newedge Advisors (registered 2022-03-30)
Feb 18, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address