DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K••• C••••••

A••••••• S•••••••• G••••independent RIAPlymouth, Mn IA-onlyIAPD 4943742

Feed of 09/15/2026

At current firm

0 y

since Jul 1, 2026

In the industry

21 y

since May 1, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••• S•••••••• G•••• independent RIA current
since Jul 1, 2026 · Scottsdale, Az
A•••• W••••• M••••••••• L•• independent RIA
May 25, 2023 to Jul 2, 2026 · Scottsdale, Az
T•••• E•• F•••••••• L•• unclassified
Jun 18, 2012 to Nov 20, 2012 · Scottsdale, Az
S••• F•••••••• S•••••••• I••• former
Jun 16, 2005 to Mar 15, 2023 · Scottsdale, Az

Moves

a registration end followed by a registration begin elsewhere

A•••• W••••• M••••••••• L•• to A••••••• S•••••••• G••••
left Jul 2, 2026, registered Jul 1, 2026 (-1 days) · RIA to RIA · moved with a team
S••• F•••••••• S•••••••• I••• to T•••• E•• F•••••••• L••
left Mar 15, 2023, registered Jun 18, 2012 (-3922 days) · Other · moved with a team
T•••• E•• F•••••••• L•• to A•••• W••••• M••••••••• L••
left Nov 20, 2012, registered May 25, 2023 (3838 days) · Other

Signals

K••• C•••••• left A•••• W••••• M••••••••• L•• for A••••••• S•••••••• G•••• (registered 2026-07-01)
Jul 2, 2026 · Advisor changed firm · fact
K••• C•••••• left S••• F•••••••• S•••••••• I••• for T•••• E•• F•••••••• L•• (registered 2012-06-18)
Mar 15, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address