RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••• H•••• R•••
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Jun 24, 2025 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouseJan 12, 2022 to Jun 6, 2025 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouseApr 9, 2014 to Jun 6, 2025 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouseSep 20, 2011 to Dec 31, 2013 · St. Louis, Mo
- C••• B•••••••• S•••••••• I••• formerAug 15, 2007 to Sep 12, 2011 · St Louis, Mo
- W•••• F•••• A••••••• to S•••••• N••••••• • C••••••• I•••••••••left Jun 6, 2025, registered Jun 24, 2025 (18 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Jun 6, 2025, registered Jan 12, 2022 (-1241 days) · channel change inside one enterprise, not a move
- C••• B•••••••• S•••••••• I••• to W•••• F•••• A•••••••left Sep 12, 2011, registered Sep 20, 2011 (8 days) · Other
- B••• H•••• R••• left W•••• F•••• A••••••• for S•••••• N••••••• • C••••••• I••••••••• (registered 2025-06-24)Jun 6, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address