RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• M• L••••••
- I••••••••• F•••••••• P••••••• BD affiliated currentsince Nov 28, 2025 · Tampa, Fl
- C••••••••• F•••••••• N•••••• national BDAug 22, 2014 to Dec 4, 2025 · Syracuse, Ny
- E•••••••• A•••••••• L•• national BDSep 13, 2010 to Aug 29, 2014 · Syracuse, Ny
- C••••••••• F•••••••• N•••••• to I••••••••• F•••••••• P•••••••left Dec 4, 2025, registered Nov 28, 2025 (-6 days) · Affiliated broker-dealer or bank to another · moved with a team
- E•••••••• A•••••••• L•• to C••••••••• F•••••••• N••••••left Aug 29, 2014, registered Aug 22, 2014 (-7 days) · Affiliated broker-dealer or bank to another
- J••••• M• L•••••• left C••••••••• F•••••••• N•••••• for I••••••••• F•••••••• P••••••• (registered 2025-11-28)Dec 4, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address