RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• D•••••
- L•• F•••••••• L•• BD affiliated currentsince Aug 27, 2025 · Blue Springs, Mo
- T•••••• F•••••••• A•••••••• L•• unclassifiedMay 3, 2021 to Dec 31, 2025 · North Kansas City, Mo
- P••••••••• S••••••••• C••••••••• independent RIAJan 21, 2020 to Mar 1, 2021 · North Kansas City, Mo
- P•••• S••••••••• L•• no RAUMOct 28, 2019 to Jan 21, 2020 · Overland Park, Ks
- E••••• J•••• national BDFeb 2, 2018 to Apr 23, 2019 · Atchison, Ks
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 20, 2017 to Jan 19, 2018 · Liberty, Mo
- T•••••• F•••••••• A•••••••• L•• to L•• F•••••••• L••left Dec 31, 2025, registered Aug 27, 2025 (-126 days) · Other
- P••••••••• S••••••••• C••••••••• to T•••••• F•••••••• A•••••••• L••left Mar 1, 2021, registered May 3, 2021 (63 days) · Other
- P•••• S••••••••• L•• to P••••••••• S••••••••• C•••••••••left Jan 21, 2020, registered Jan 21, 2020 (0 days) · Affiliated broker-dealer or bank to independent RIA
- E••••• J•••• to P•••• S••••••••• L••left Apr 23, 2019, registered Oct 28, 2019 (188 days) · Affiliated broker-dealer or bank to another
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E••••• J••••left Jan 19, 2018, registered Feb 2, 2018 (14 days) · Wirehouse to affiliated broker-dealer or bank
- S•••• D••••• left T•••••• F•••••••• A•••••••• L•• for L•• F•••••••• L•• (registered 2025-08-27)Dec 31, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address