RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• W•••••• C•••••••
- P•••••••• A•••• M••••••••• other currentsince Jan 3, 2022 · Rochester, Mi
- P•••••••• S••••••••• I••• BD affiliatedMar 14, 2008 to Dec 10, 2010 · Des Moines, Ia
- W•••• F•••• I••••••••• L•• unclassifiedJun 28, 2006 to Jan 8, 2008 · Waukee, Ia
- T••••••• I••••••••• M••••••••• I••• BD affiliatedJun 27, 2005 to May 22, 2006 · J•••Ston, Ia
- P•••••••• S••••••••• I••• to P•••••••• A•••• M•••••••••left Dec 10, 2010, registered Jan 3, 2022 (4042 days) · Other
- W•••• F•••• I••••••••• L•• to P•••••••• S••••••••• I•••left Jan 8, 2008, registered Mar 14, 2008 (66 days) · Other
- T••••••• I••••••••• M••••••••• I••• to W•••• F•••• I••••••••• L••left May 22, 2006, registered Jun 28, 2006 (37 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address