RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• M•••• D••••••
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Oct 21, 2022 · Pittsburgh - South Hills, Pa
- H••••••••• I••• formerJun 6, 2018 to Oct 21, 2022 · Pittsburgh, Pa
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedApr 19, 2013 to Oct 9, 2018 · Sewickley, Pa
- M••••• S•••••• wirehouseJun 1, 2009 to Feb 22, 2013 · Pittsburgh, Pa
- M••••• S•••••• • C•• L•• unclassifiedMay 8, 2008 to Jun 1, 2009 · Pittsburg, Pa
- H••••••••• I••• to R••••• W• B•••• • C•• I•••••••••left Oct 21, 2022, registered Oct 21, 2022 (0 days) · corporate re-registration, not a move
- C•••••••• I••••••••• R••••••• A•••••••• I••• to H••••••••• I•••left Oct 9, 2018, registered Jun 6, 2018 (-125 days) · Affiliated broker-dealer or bank to independent RIA
- M••••• S•••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Feb 22, 2013, registered Apr 19, 2013 (56 days) · Other
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address