M••• W•••• B•••••

• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
  since Mar 31, 2023 · Leesburg, Ga
• R•••••• J•••• • A••••••••• I••• national BD
  Feb 13, 2013 to Apr 12, 2023 · Albany, Ga
• M••••• K••••• • C••••••• L•• former
  Dec 17, 2008 to Feb 13, 2013 · Albany, Ga
• H•••••• T••••••• • K•••• L•• independent RIA
  Apr 10, 2007 to Dec 8, 2008 · Woodstock, Ga
• M••••• S•••••• D• I••• unclassified
  Aug 3, 2005 to Aug 3, 2005 · Alpharetta, Ga
• U•• F•••••••• S••••••• I••• wirehouse
  Aug 3, 2005 to Feb 12, 2007 · Alpharetta, Ga

• R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
  left Apr 12, 2023, registered Mar 31, 2023 (-12 days) · Affiliated broker-dealer or bank to another · moved with a team
• M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••
  left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
• H•••••• T••••••• • K•••• L•• to M••••• K••••• • C••••••• L••
  left Dec 8, 2008, registered Dec 17, 2008 (9 days) · Other
• U•• F•••••••• S••••••• I••• to H•••••• T••••••• • K•••• L••
  left Feb 12, 2007, registered Apr 10, 2007 (57 days) · Other
• M••••• S•••••• D• I••• to U•• F•••••••• S••••••• I•••
  left Aug 3, 2005, registered Aug 3, 2005 (0 days) · Other

• ••• Locked
  Apr 12, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

21derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address