DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ryan Christopher Whitley
Certified Financial Planner
Feed of 09/15/2026
At current firm
5 y
since Nov 12, 2020
In the industry
21 y
since Sep 8, 2005 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Rfg Advisory, LLC independent RIA currentsince Nov 12, 2020 · Vestavia Hills, Al
- Waddell & Reed formerDec 18, 2014 to Nov 16, 2020 · Charlotte, Nc
- Osaic Fs, Inc. formerJun 27, 2014 to Nov 13, 2014 · Charlotte, Nc
- Signator Investors, Inc. formerOct 8, 2007 to Nov 28, 2011 · Charlotte, Nc
- Equitable Advisors, LLC national BDNov 4, 2005 to May 21, 2007 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- Waddell & Reed to Rfg Advisory, LLCleft Nov 16, 2020, registered Nov 12, 2020 (-4 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Osaic Fs, Inc. to Waddell & Reedleft Nov 13, 2014, registered Dec 18, 2014 (35 days) · Other
- Signator Investors, Inc. to Osaic Fs, Inc.left Nov 28, 2011, registered Jun 27, 2014 (942 days) · Other
- Equitable Advisors, LLC to Signator Investors, Inc.left May 21, 2007, registered Oct 8, 2007 (140 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address