RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• A••• R•••
- P••••••••• B•••••••• S•••••••• I••• independent RIA currentsince Jan 25, 2012 · Hebron, Oh
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedJan 3, 2012 to Jan 27, 2012 · Columbus, Oh
- P••••••••• B•••••••• S•••••••• I••• independent RIAMar 22, 2011 to Dec 31, 2011 · Green Bay, Wi
- W••••••• F•••••••• S•••••••• I••• formerDec 10, 2008 to Mar 21, 2011 · Columbus, Oh
- U•• F•••••••• S••••••• I••• wirehouseJul 18, 2005 to Dec 8, 2008 · Columbus, Oh
- C•••••••• I••••••••• R••••••• A•••••••• I••• to P••••••••• B•••••••• S•••••••• I•••left Jan 27, 2012, registered Jan 25, 2012 (-2 days) · Other
- P••••••••• B•••••••• S•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Dec 31, 2011, registered Jan 3, 2012 (3 days) · Other
- W••••••• F•••••••• S•••••••• I••• to P••••••••• B•••••••• S•••••••• I•••left Mar 21, 2011, registered Mar 22, 2011 (1 days) · Other
- U•• F•••••••• S••••••• I••• to W••••••• F•••••••• S•••••••• I•••left Dec 8, 2008, registered Dec 10, 2008 (2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address