DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• S••••• C••••••

S••••• W••••• A•••••••• I•••no RAUMLanghorne, Padual registrantIAPD 4960824

Feed of 09/14/2026

Also filed as M•••••• S C••••••

At current firm

0 y

since Dec 15, 2025

In the industry

20 y

since Dec 19, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••• W••••• A•••••••• I••• no RAUM current
since Dec 15, 2025 · Langhorne, Pa
C••••••••• A•••••••• L•• asset manager
Jun 17, 2022 to Sep 13, 2022 · Langhorne, Pa
B•••••••• I••••••••• M••••••••• L•• asset manager
Nov 7, 2018 to May 12, 2022 · Princeton, Nj
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 10, 2009 to Aug 14, 2018 · Pennington, Nj
C••••••• S••••••••• I••• BD affiliated
May 8, 2009 to Nov 27, 2009 · Philadelphia, Pa
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 20, 2005 to May 18, 2009 · Pennington, Nj

Moves

a registration end followed by a registration begin elsewhere

C••••••••• A•••••••• L•• to S••••• W••••• A•••••••• I•••
left Sep 13, 2022, registered Dec 15, 2025 (1189 days) · Other
B•••••••• I••••••••• M••••••••• L•• to C••••••••• A•••••••• L••
left May 12, 2022, registered Jun 17, 2022 (36 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B•••••••• I••••••••• M••••••••• L••
left Aug 14, 2018, registered Nov 7, 2018 (85 days) · Other
C••••••• S••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Nov 27, 2009, registered Dec 10, 2009 (13 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••••• S••••••••• I•••
left May 18, 2009, registered May 8, 2009 (-10 days) · Other

Signals

M•••••• S••••• C•••••• left C••••••••• A•••••••• L•• for S••••• W••••• A•••••••• I••• (registered 2025-12-15)
Sep 13, 2022 · Advisor changed firm · fact
M•••••• S••••• C•••••• left B•••••••• I••••••••• M••••••••• L•• for C••••••••• A•••••••• L•• (registered 2022-06-17)
May 12, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address