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Registered advisor
C•••••••• M•••• T••••••
Feed of 09/14/2026
Also filed as C•••••••• M•••• Haddow
At current firm
0 y
since Mar 31, 2026
In the industry
20 y
since Jan 5, 2006 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Mar 31, 2026 · Stevens Point, Wi
- L•• F•••••••• L•• BD affiliatedMay 14, 2019 to Apr 10, 2026 · Stevens Point, Wi
- W•••• F•••• A••••••• wirehouseSep 18, 2015 to May 29, 2019 · Stevens Point, Wi
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Sep 24, 2015 · Stevens Point, Wi
- C•••• I••••••••• S••••••• C•••• formerApr 16, 2010 to Oct 1, 2012 · Waupaca, Wi
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to O•••• W•••••• I•••left Apr 10, 2026, registered Mar 31, 2026 (-10 days) · Affiliated broker-dealer or bank to another · moved with a team
- W•••• F•••• A••••••• to L•• F•••••••• L••left May 29, 2019, registered May 14, 2019 (-15 days) · Wirehouse to independent RIA
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Sep 24, 2015, registered Sep 18, 2015 (-6 days) · Wirehouse to wirehouse
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
Signals
- C•••••••• M•••• T•••••• left L•• F•••••••• L•• for O•••• W•••••• I••• (registered 2026-03-31)Apr 10, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address