D••• W••••••••• L•••

• W•••• F•••• A••••••• wirehouse current
  since Apr 2, 2026 · Gadsden, Al
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Oct 10, 2023 to Apr 4, 2026 · Gadsden, Al
• F••••••• P••••••• A•• W•••••••• A••••••• former
  Aug 4, 2020 to Sep 27, 2023 · Birmingham, Al
• E••••• J•••• national BD
  Aug 6, 2018 to Jul 2, 2020 · Steele, Al

• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
  left Apr 4, 2026, registered Apr 2, 2026 (-2 days) · Wirehouse to wirehouse
• F••••••• P••••••• A•• W•••••••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Sep 27, 2023, registered Oct 10, 2023 (13 days) · Affiliated broker-dealer or bank to wirehouse
• E••••• J•••• to F••••••• P••••••• A•• W•••••••• A•••••••
  left Jul 2, 2020, registered Aug 4, 2020 (33 days) · Affiliated broker-dealer or bank to another

• ••• Locked
  Apr 4, 2026 · Advisor changed firm · fact
• ••• Locked
  Sep 27, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

21derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address