DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Maria Riggi
Feed of 09/15/2026
Also filed as Maria E Riggi
At current firm
11 y
since Mar 9, 2015
In the industry
21 y
since Sep 1, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Federated Investment Counseling institutional currentsince Mar 9, 2015 · Lincoln University, Pa
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJul 28, 2010 to Nov 11, 2013 · New York, Ny
- Blackrock Investment Management, LLC asset managerSep 29, 2006 to Jul 22, 2010 · Plainsboro, Nj
- Merrill Lynch Investment Managers LP unclassifiedDec 7, 2005 to Sep 29, 2006 · Plainsboro, Nj
Moves
a registration end followed by a registration begin elsewhere
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Federated Investment Counselingleft Nov 11, 2013, registered Mar 9, 2015 (483 days) · Other
- Blackrock Investment Management, LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Jul 22, 2010, registered Jul 28, 2010 (6 days) · Other
- Merrill Lynch Investment Managers LP to Blackrock Investment Management, LLCleft Sep 29, 2006, registered Sep 29, 2006 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address