DFX Intelligence
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Registered advisor
K•••••••• B••• W••••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as K•••••••• M••••••••• B••• M••••••••• W••••••
At current firm
12 y
since May 28, 2014
In the industry
16 y
since Dec 18, 2009 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- B••••••• F• E•••••• • C••••••• I••••••••• BD affiliated currentsince May 28, 2014 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouseDec 21, 2009 to May 30, 2014 · Sherman, Tx
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to B••••••• F• E•••••• • C••••••• I•••••••••left May 30, 2014, registered May 28, 2014 (-2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address