DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Michael Faulhaber

First Command Advisory ServicesBD affiliatedFt Lupton, Co dual registrantIAPD 4965793

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/15/2026

Also filed as Michael Faulhaber

At current firm

1 y

since Apr 17, 2025

In the industry

21 y

since Jun 1, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

First Command Advisory Services BD affiliated current
since Apr 17, 2025 · Fort Worth, Tx
Esi Financial Advisors independent RIA
Jun 10, 2024 to Apr 1, 2025 · Fort Lupton, Co
Mutual Of Omaha Investor Services, Inc. independent RIA
Feb 3, 2021 to Jun 4, 2024 · Denver, Co
Northwestern Mutual Investment Services,LLC no RAUM
Jun 20, 2011 to Feb 2, 2021 · Boulder, Co

Moves

a registration end followed by a registration begin elsewhere

Esi Financial Advisors to First Command Advisory Services
left Apr 1, 2025, registered Apr 17, 2025 (16 days) · RIA to affiliated broker-dealer or bank
Mutual Of Omaha Investor Services, Inc. to Esi Financial Advisors
left Jun 4, 2024, registered Jun 10, 2024 (6 days) · RIA to RIA
Northwestern Mutual Investment Services,LLC to Mutual Of Omaha Investor Services, Inc.
left Feb 2, 2021, registered Feb 3, 2021 (1 days) · Other

Signals

Michael Faulhaber left Esi Financial Advisors for First Command Advisory Services (registered 2025-04-17)
Apr 1, 2025 · Advisor changed firm · fact
Michael Faulhaber left Mutual Of Omaha Investor Services, Inc. for Esi Financial Advisors (registered 2024-06-10)
Jun 4, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address