DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

E•••• M•••••• E••••••

O•••••••••institutionalChicago, Il IA-onlyIAPD 4967235

Feed of 09/15/2026

At current firm

2 y

since May 17, 2024

In the industry

21 y

since Sep 16, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O••••••••• institutional current
since May 17, 2024 · Chicago, Il
W••••••• I••••••••• former
Mar 16, 2015 to May 2, 2024 · Chicago, Il
A••••• A•• P••••••• S••••••• BD affiliated
May 6, 2013 to Nov 21, 2014 · Bellevue, Wa
W•••• F•••• A••••••• wirehouse
Dec 18, 2006 to Sep 12, 2007 · Addison, Tx
A••••••••• F•••••••• S•••••••• L•• national BD
Sep 19, 2005 to Oct 10, 2005 · Richardson, Tx

Moves

a registration end followed by a registration begin elsewhere

W••••••• I••••••••• to O•••••••••
left May 2, 2024, registered May 17, 2024 (15 days) · Other · moved with a team
A••••• A•• P••••••• S••••••• to W••••••• I•••••••••
left Nov 21, 2014, registered Mar 16, 2015 (115 days) · Other
W•••• F•••• A••••••• to A••••• A•• P••••••• S•••••••
left Sep 12, 2007, registered May 6, 2013 (2063 days) · Other
A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••
left Oct 10, 2005, registered Dec 18, 2006 (434 days) · Affiliated broker-dealer or bank to wirehouse

Signals

E•••• M•••••• E•••••• left W••••••• I••••••••• for Onedigital (registered 2024-05-17)
May 2, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Institutional managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address