DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

X••••• J••• P••

E•••••• A••••••• G••••• L••BD affiliatedHermitage, Tn dual registrantIAPD 4968515

Feed of 09/14/2026

Also filed as X••••• J••• P••

At current firm

0 y

since Feb 11, 2026

In the industry

20 y

since Sep 26, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since Feb 11, 2026 · Hermitage, Tn
O•••• I••••••••• I••• BD affiliated
Jul 30, 2025 to Sep 29, 2025 · Clarksville, Tn
E••••• J•••• national BD
Sep 11, 2019 to Oct 10, 2019 · St Louis, Mo
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 5, 2007 to Jan 31, 2008 · Greenwood Village, Co
A••••••••• F•••••••• S•••••••• L•• national BD
Jan 26, 2006 to Jul 23, 2007 · Westminster, Co
A••••••••• F•••••••• S•••••••• L•• national BD
Sep 26, 2005 to Dec 6, 2005 · Denver, Co

Moves

a registration end followed by a registration begin elsewhere

O•••• I••••••••• I••• to E•••••• A••••••• G••••• L••
left Sep 29, 2025, registered Feb 11, 2026 (135 days) · Affiliated broker-dealer or bank to another
E••••• J•••• to O•••• I••••••••• I•••
left Oct 10, 2019, registered Jul 30, 2025 (2120 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E••••• J••••
left Jan 31, 2008, registered Sep 11, 2019 (4241 days) · Wirehouse to affiliated broker-dealer or bank
A••••••••• F•••••••• S•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jul 23, 2007, registered Oct 5, 2007 (74 days) · Affiliated broker-dealer or bank to wirehouse

Signals

X••••• J••• P•• left O•••• I••••••••• I••• for E•••••• A••••••• G••••• L•• (registered 2026-02-11)
Sep 29, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address