DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D••••• W•••• R•••••••

A•••• W••••• A•••••••• L••independent RIAAtlanta, GaIA-onlyIAPD 4970465

Feed of 09/14/2026

Also filed as D••••• W•••• R•••••••

At current firm

2 y

since Feb 15, 2024

In the industry

21 y

since Sep 19, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A•••• W••••• A•••••••• L•• independent RIA current
since Feb 15, 2024 · A••••••, Ga
A••••••••• F•••••••• S•••••••• L•• national BD
Feb 17, 2016 to Feb 22, 2024 · Atlanta, Ga
C••••••••• F•••••••• N•••••• national BD
Apr 23, 2014 to Feb 3, 2016 · A••••••, Ga
A•••••• F•••••••• A••••••••• L•• former
Oct 30, 2013 to Feb 25, 2016 · A••••••, Ga
F•• S••••••••• C••••••••• former
Mar 4, 2008 to Aug 18, 2009 · A••••••, Ga
A••••••••• F•••••••• S•••••••• L•• national BD
Sep 26, 2005 to Aug 11, 2006 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

A••••••••• F•••••••• S•••••••• L•• to A•••• W••••• A•••••••• L••
left Feb 22, 2024, registered Feb 15, 2024 (-7 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
A•••••• F•••••••• A••••••••• L•• to C••••••••• F•••••••• N••••••
left Feb 25, 2016, registered Apr 23, 2014 (-673 days) · RIA to affiliated broker-dealer or bank
C••••••••• F•••••••• N•••••• to A••••••••• F•••••••• S•••••••• L••
left Feb 3, 2016, registered Feb 17, 2016 (14 days) · Affiliated broker-dealer or bank to another
F•• S••••••••• C••••••••• to A•••••• F•••••••• A••••••••• L••
left Aug 18, 2009, registered Oct 30, 2013 (1534 days) · Other
A••••••••• F•••••••• S•••••••• L•• to F•• S••••••••• C•••••••••
left Aug 11, 2006, registered Mar 4, 2008 (571 days) · Other

Signals

D••••• W•••• R••••••• left A••••••••• F•••••••• S•••••••• L•• for A•••• W••••• A•••••••• L•• (registered 2024-02-15)
Feb 22, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address