DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••• W••••• A•••••••• L••
Latest filing Sep 16, 2026
First filing on the tape Dec 15, 2023 · 11 filings
SEC status approved since Feb 7, 2024
RAUM
$469M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
100%
$468M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$67.0M
derived; firm RAUM over IAPD count
Employees
12
10 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$469M as of Mar 30, 2026
Feb 7, 2025$328M then
HNW client RAUM$363M as of Mar 30, 2026
Feb 7, 2025$260M then
State-registered IARs (5.B.3)10 as of Mar 30, 2026
Feb 7, 20257 then
Employees (5.A)12 as of Mar 30, 2026
Feb 7, 202510 then
Private funds: no history
RAUM +43% over the last fiscal yearIARs 7 to 10offices 1 to 2
Practice profile
derived from the filing of Sep 16, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $67.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 65derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $318,536derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 2.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +43%derivedbetween the last two annual amendments
- Advisor growth, one year
- +43%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +53%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $52.4M, 66 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$363M77%
- Individuals$105M22%
- Corporations and businesses$464,7490.1%
- Charitable organizations$389,1810.1%
- Individual clients
- 307reported
- HNW clients
- 149reported
- Pension plan clients
- n/areported
- Charitable clients
- 2reported
- Accounts
- 1,473reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $52.4M for 66 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••• T••••• B•••••Chartered Financial Consultant | Atlanta, Ga | Feb 15, 2024 | 28 y | 1 |
| D••••• W•••• R••••••• | Atlanta, Ga | Feb 15, 2024 | 21 y | 5 |
| S•••• M•••• H•••••• | Atlanta, Ga | Feb 15, 2024 | 11 y | 1 |
| J••••••• R•••••• M••••• | Atlanta, Ga | Feb 15, 2024 | 22 y | 6 |
| T•••• R•••••••Certified Financial Planner | Atlanta, Ga | Mar 11, 2024 | 9 y | 1 |
| J••••• A• C•••• | Atlanta, Ga | Apr 11, 2025 | 10 y | 1 |
| J•••• A••••• T••••• | Atlanta, Ga | Jul 8, 2025 | 39 y | 2 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 14% of current headcount1 left over 36 months
Left, latest
- T••••• J••••• K•••••• to I••••••• P•••••••• L••Jun 14, 2026 · RIA to RIA
Joined, latest
- J•••• A••••• T••••• from A••• I••••••••• A•••••••Jul 8, 2025 · Other
- J••••• A• C•••• from R•••••• J•••• • A••••••••• I•••Apr 11, 2025 · Affiliated broker-dealer or bank to independent RIA
- T••••• J••••• K•••••• from C•••••••• I••••••••• R••••••• A•••••••• I•••May 20, 2024 · Affiliated broker-dealer or bank to independent RIA
- T•••• R••••••• from C•••••••• I••••••••• R••••••• A•••••••• I•••Mar 11, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
- J••••••• R•••••• M••••• from A••••••••• F•••••••• S•••••••• L••Feb 15, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
- S•••• M•••• H•••••• from A••••••••• F•••••••• S•••••••• L••Feb 15, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
- D••••• W•••• R••••••• from A••••••••• F•••••••• S•••••••• L••Feb 15, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
- J••• T••••• B••••• from A••••••••• F•••••••• S•••••••• L••Feb 15, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from A••••••••• F•••••••• S•••••••• L••Feb 16, 2024 · Milledgeville, Ga
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••• J•••• T••••• · Member, Manager And Chief Executive Officercontrolsince 02/2024 · owns 75% or more
- R•••••••• D•••••• W•••• · Chief Operating Officercontrolsince 02/2024 · owns less than 5%
- H••••••• R•••••• · Chief Compliance Officersince 02/2024 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Atlanta, Ga · principal | 7 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Milledgeville, GA2 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- affiliate changedChange between filings · filing Sep 16, 2026broker-dealer affiliate (Item 7.A.1): no on the filing of 2026-03-30, yes on the filing of 2026-09-16peers: independent wealth managers, $100M to $500M (5,676)
- RAUM up 25 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $327,765,997 to $469,203,918 (+43.0%) between the annual amendments of 2025-02-07 and 2026-03-30; the peer median change was +15.0% (4550 comparable advisers, 94.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 94% percentile
- client count surgeChange between filings · filing Mar 30, 2026individual and HNW clients (Item 5.D) moved from 299.0 to 456.0 (+53.0%) between the annual amendments of 2025-02-07 and 2026-03-30; the peer median change was +3.0% (3309 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,309) · 97% percentile
What changed
consecutive filings, newest first
- Financial planning clients · 101-250 to 101-250Mar 30, 2026 to Sep 16, 2026
- Related broker-dealer · false to trueMar 30, 2026 to Sep 16, 2026
- Succession · false to unsetMar 30, 2026 to Sep 16, 2026
- Accounts · 1,122 to 1,473Feb 7, 2025 to Feb 26, 2026
- Advisory employees · 6 to 10Feb 7, 2025 to Feb 26, 2026
- Charity clients · unset to 2.0Feb 7, 2025 to Feb 26, 2026
- Corporate clients · 3 to 5Feb 7, 2025 to Feb 26, 2026
- HNW clients · 116 to 149Feb 7, 2025 to Feb 26, 2026
- Individual clients · 183 to 307Feb 7, 2025 to Feb 26, 2026
- Assets in custody · $1.0M to $52.4MFeb 7, 2025 to Feb 26, 2026
- Employees · 10 to 12Feb 7, 2025 to Feb 26, 2026
- State-registered IARs · 7 to 10Feb 7, 2025 to Feb 26, 2026
- Other offices · 1 to 2Feb 7, 2025 to Feb 26, 2026
- Discretionary RAUM · $328M to $466MFeb 7, 2025 to Feb 26, 2026
- HNW RAUM · $260M to $363MFeb 7, 2025 to Feb 26, 2026
- Individual RAUM · $67.5M to $105MFeb 7, 2025 to Feb 26, 2026
- Non-discretionary RAUM · $0 to $3.5MFeb 7, 2025 to Feb 26, 2026
- RAUM · $328M to $469MFeb 7, 2025 to Feb 26, 2026
- Accounts · 821 to 1,122Jun 5, 2024 to Feb 7, 2025
- Advisory employees · 5 to 6Jun 5, 2024 to Feb 7, 2025
- Corporate clients · 1 to 3Jun 5, 2024 to Feb 7, 2025
- HNW clients · 95 to 116Jun 5, 2024 to Feb 7, 2025
- Individual clients · 141 to 183Jun 5, 2024 to Feb 7, 2025
- Assets in custody · $47.3M to $1.0MJun 5, 2024 to Feb 7, 2025
- Employees · 7 to 10Jun 5, 2024 to Feb 7, 2025
- Financial planning clients · 0 to 101-250Jun 5, 2024 to Feb 7, 2025
- State-registered IARs · 5 to 7Jun 5, 2024 to Feb 7, 2025
- Discretionary RAUM · $253M to $328MJun 5, 2024 to Feb 7, 2025
- HNW RAUM · $205M to $260MJun 5, 2024 to Feb 7, 2025
- Individual RAUM · $47.6M to $67.5MJun 5, 2024 to Feb 7, 2025
- RAUM · $253M to $328MJun 5, 2024 to Feb 7, 2025
- Business name · R•• W••••• A••••••• to A•••• W••••• A•••••••• L••Feb 8, 2024 to Mar 25, 2024
- Legal name · R•• W••••• A•••••••, LLC to A•••• W••••• A•••••••• L••Feb 8, 2024 to Mar 25, 2024
- Accounts · 0 to 821Mar 25, 2024 to Mar 25, 2024
- Corporate clients · unset to 1.0Mar 25, 2024 to Mar 25, 2024
- HNW clients · unset to 95.0Mar 25, 2024 to Mar 25, 2024
- Individual clients · unset to 141.0Mar 25, 2024 to Mar 25, 2024
- Assets in custody · unset to 47274712.0Mar 25, 2024 to Mar 25, 2024
- Custody of client assets · false to trueMar 25, 2024 to Mar 25, 2024
- Discretionary RAUM · $0 to $253MMar 25, 2024 to Mar 25, 2024
Signals
7 dated events
- T••••• J••••• K•••••• left A•••• W••••• A•••••••• L•• for I••••••• P•••••••• L•• (registered 2026-06-26)Jun 14, 2026 · Advisor changed firm · fact
- A•••• W••••• A•••••••• L•• reported RAUM $469.2M, up 43% from $327.8M (2025-02-07 to 2026-02-26)Feb 26, 2026 · RAUM change · derived
- Wayne Donnie R••••••• (Chief Operating Officer) appeared on Schedule A of A•••• W••••• A•••••••• L••Mar 25, 2024 · Control person joined · fact
- 4 advisors left A••••••••• F•••••••• S•••••••• L•• (Milledgeville, GA) for A•••• W••••• A•••••••• L•• within 6 daysFeb 16, 2024 · Team lift-out · derived
- Sean Kevin Woodard (Member, Manager And Chief Compliance Officer) no longer on Schedule A of A•••• W••••• A•••••••• L•• (listed 2024-01-26, absent 2024-02-08)Feb 8, 2024 · Control person left · inference
- T••••• Jake Bryant (Member, Manager And Chief Executive Officer) appeared on Schedule A of A•••• W••••• A•••••••• L••Jan 26, 2024 · Control person joined · fact
- R•• W••••• A••••••• filed its initial SEC registration (Form ADV)Dec 15, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@a•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 404-594-5559reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 478-453-1060reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 803-454-0900reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- a•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 404-594-5559reportedpublic record, Form ADV, Sep 16, 2026
- Contact form
- a•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $67.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026