DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Dare
Feed of 09/14/2026
Also filed as Michael Jonathan Lotz Dare
At current firm
1 y
since Mar 4, 2025
In the industry
21 y
since Aug 11, 2005 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- MML Investors Services, LLC BD affiliated currentsince Mar 4, 2025 · Greenville, Sc
- Park Avenue Securities LLC BD affiliatedFeb 5, 2024 to Feb 19, 2025 · Mt Pleasant, Sc
- Woodbury Financial Services, Inc. formerJan 24, 2022 to Dec 31, 2023 · Charleston, Sc
- Park Avenue Securities LLC BD affiliatedMar 14, 2016 to Feb 10, 2022 · Mt Pleasant, Sc
- MML Investors Services, LLC BD affiliatedOct 5, 2011 to Mar 11, 2016 · Charleston, Sc
- Cetera Advisor Networks LLC formerSep 22, 2010 to Sep 22, 2011 · King Of Prussia, Pa
- MML Investors Services, LLC BD affiliatedSep 4, 2007 to Aug 26, 2010 · Horsham, Pa
Moves
a registration end followed by a registration begin elsewhere
- Park Avenue Securities LLC to MML Investors Services, LLCleft Feb 19, 2025, registered Mar 4, 2025 (13 days) · Affiliated broker-dealer or bank to another
- Woodbury Financial Services, Inc. to Park Avenue Securities LLCleft Dec 31, 2023, registered Feb 5, 2024 (36 days) · Affiliated broker-dealer or bank to another
- Park Avenue Securities LLC to Woodbury Financial Services, Inc.left Feb 10, 2022, registered Jan 24, 2022 (-17 days) · Affiliated broker-dealer or bank to another
- MML Investors Services, LLC to Park Avenue Securities LLCleft Mar 11, 2016, registered Mar 14, 2016 (3 days) · Other
- Cetera Advisor Networks LLC to MML Investors Services, LLCleft Sep 22, 2011, registered Oct 5, 2011 (13 days) · Other
- MML Investors Services, LLC to Cetera Advisor Networks LLCleft Aug 26, 2010, registered Sep 22, 2010 (27 days) · Other
Signals
- Michael Dare left Park Avenue Securities Llc for Mml Investors Services, Llc (registered 2025-03-04)Feb 19, 2025 · Advisor changed firm · fact
- Michael Dare left Woodbury Financial Services, Inc. for Park Avenue Securities Llc (registered 2024-02-05)Dec 31, 2023 · Advisor changed firm · fact
- Michael Dare left Park Avenue Securities Llc for Woodbury Financial Services, Inc. (registered 2022-01-24)Feb 10, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address