DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Cheryl Hom
Feed of 09/14/2026
At current firm
3 y
since May 8, 2023
In the industry
21 y
since Jul 29, 2005 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- First Citizens Investor Services, Inc. BD affiliated currentsince May 8, 2023 · Pasadena, Ca
- Bancwest Investment Services, Inc. (Bwis) formerJun 11, 2015 to Apr 21, 2023 · Pasadena, Ca
- Wells Fargo Advisors wirehouseFeb 26, 2015 to May 19, 2015 · Pasadena, Ca
- Wells Fargo Advisors wirehouseJan 3, 2011 to May 16, 2013 · Pasadena, Ca
- Wells Fargo Investments, LLC unclassifiedAug 1, 2005 to Jan 3, 2011 · Pasadena, Ca
Moves
a registration end followed by a registration begin elsewhere
- Bancwest Investment Services, Inc. (Bwis) to First Citizens Investor Services, Inc.left Apr 21, 2023, registered May 8, 2023 (17 days) · Affiliated broker-dealer or bank to another
- Wells Fargo Advisors to Bancwest Investment Services, Inc. (Bwis)left May 19, 2015, registered Jun 11, 2015 (23 days) · Other
- Wells Fargo Investments, LLC to Wells Fargo Advisorsleft Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
Signals
- Cheryl Hom left Bancwest Investment Services, Inc. (Bwis) for First Citizens Investor Services, Inc. (registered 2023-05-08)Apr 21, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address