RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• R•• M••••••••
- M•••••••• W••••• A••••••••• L•• state registered currentsince Aug 26, 2026 · Las Vegas, Nv
- A••••• T••••• P•••••• W••••• independent RIA currentsince Apr 21, 2025 · Scottsdale, Az
- E•••••••• P••••••• L•• state registeredNov 12, 2019 to May 25, 2022 · Las Vegas, Nv
- E•••••••• P••••••• L•• state registeredNov 12, 2019 to Mar 31, 2025 · Las Vegas, Nv
- M•••••••• W••••• A••••••••• L•• state registeredApr 25, 2019 to Jun 9, 2025 · Las Vegas, Nv
- W•••• F•••• A••••••• wirehouseJan 20, 2017 to Dec 17, 2018 · Minneapolis, Mn
- B••••••• I••••••••• S•••••••• I••• ••••• formerSep 22, 2015 to Dec 27, 2016 · Las Vegas, Nv
- M•••••••• W••••• A••••••••• L•• to E•••••••• P••••••• L••left Jun 9, 2025, registered Nov 12, 2019 (-2036 days) · Other
- E•••••••• P••••••• L•• to A••••• T••••• P•••••• W•••••left Mar 31, 2025, registered Apr 21, 2025 (21 days) · Other
- W•••• F•••• A••••••• to M•••••••• W••••• A••••••••• L••left Dec 17, 2018, registered Apr 25, 2019 (129 days) · Wirehouse to a state-registered adviser
- B••••••• I••••••••• S•••••••• I••• ••••• to W•••• F•••• A•••••••left Dec 27, 2016, registered Jan 20, 2017 (24 days) · Other
- R•••••• R•• M•••••••• left M•••••••• W••••• A••••••••• L•• for E•••••••• P••••••• L•• (registered 2019-11-12)Jun 9, 2025 · Advisor changed firm · fact
- R•••••• R•• M•••••••• left E•••••••• P••••••• L•• for A••••• T••••• P•••••• W••••• (registered 2025-04-21)Mar 31, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address