RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• D• L••
- B•••••••• I••••••••• M••••••••• L•• asset manager currentsince Sep 5, 2019 · San Francisco, Ca
- F••••••••• I••• formerJan 31, 2018 to Oct 8, 2019 · San Francisco, Ca
- J••• M••••• S••••••••• L•• wirehouseApr 15, 2011 to Nov 3, 2017 · New York, Ny
- B••••••• C•••••• I••• formerMar 27, 2009 to May 2, 2011 · New York, Ny
- F••••••••• I••• to B•••••••• I••••••••• M••••••••• L••left Oct 8, 2019, registered Sep 5, 2019 (-33 days) · channel change inside one enterprise, not a move
- J••• M••••• S••••••••• L•• to F••••••••• I•••left Nov 3, 2017, registered Jan 31, 2018 (89 days) · Other
- B••••••• C•••••• I••• to J••• M••••• S••••••••• L••left May 2, 2011, registered Apr 15, 2011 (-17 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address