RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• E••• M•••••••••
- C•••••• C••••• G••••• I••• no RAUM currentsince Feb 7, 2017 · Carmel, In
- G•••••• I••••••••• formerMar 4, 2016 to Jan 6, 2017 · Atlanta, Ga
- A••••••••• F•••••••• S•••••••• L•• national BDJul 18, 2006 to Aug 20, 2007 · Downers Grove, Il
- G•••••• I••••••••• to C•••••• C••••• G••••• I•••left Jan 6, 2017, registered Feb 7, 2017 (32 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to G•••••• I•••••••••left Aug 20, 2007, registered Mar 4, 2016 (3119 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address