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RIA Intelligence
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Registered advisor
M•••••• D•••• K••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as Mike K••••
At current firm
7 y
since Nov 6, 2018
In the industry
19 y
since Nov 13, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• F•••••••• E•••••• independent RIA currentsince Nov 6, 2018 · Fairfax, Va
- E•••••• F•••••••• S•••••••• L•• formerDec 22, 2009 to Nov 2, 2018 · Fairfax, Va
- W•••• F•••• A••••••• wirehouseApr 22, 2009 to Dec 16, 2009 · Ashburn, Va
Moves
a registration end followed by a registration begin elsewhere
- E•••••• F•••••••• S•••••••• L•• to E•••••• F•••••••• E••••••left Nov 2, 2018, registered Nov 6, 2018 (4 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to E•••••• F•••••••• S•••••••• L••left Dec 16, 2009, registered Dec 22, 2009 (6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address