RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• J••• S•••••••••
- L•• F•••••••• L•• BD affiliated currentsince Nov 24, 2025 · Bettendorf, Ia
- M•• F•••••••• S•••••••• I••• BD affiliatedJun 24, 2021 to Dec 12, 2025 · Rock Island, Il
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedJan 16, 2019 to Nov 9, 2020 · Bettendorf, Ia
- A•••• W••••• M••••••••• L•• independent RIAFeb 11, 2016 to Jan 14, 2019 · Brookfield, Wi
- B•• H••••• F•••••••• A•••••••• I•• formerMar 21, 2014 to Aug 19, 2015 · Elm Grove, Wi
- M•• F•••••••• S•••••••• I••• to L•• F•••••••• L••left Dec 12, 2025, registered Nov 24, 2025 (-18 days) · Affiliated broker-dealer or bank to another
- C•••••••• I••••••••• R••••••• A•••••••• I••• to M•• F•••••••• S•••••••• I•••left Nov 9, 2020, registered Jun 24, 2021 (227 days) · Affiliated broker-dealer or bank to independent RIA
- A•••• W••••• M••••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jan 14, 2019, registered Jan 16, 2019 (2 days) · RIA to affiliated broker-dealer or bank
- B•• H••••• F•••••••• A•••••••• I•• to A•••• W••••• M••••••••• L••left Aug 19, 2015, registered Feb 11, 2016 (176 days) · Other
- S•••• J••• S••••••••• left M•• F•••••••• S•••••••• I••• for L•• F•••••••• L•• (registered 2025-11-24)Dec 12, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address