RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• L••• H•••
- C••••• F•• F•••••••• P••••••• I•• independent RIA currentsince Feb 25, 2026 · Southfield, Mi
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedApr 25, 2024 to Mar 12, 2026 · Southfield, Mi
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Jan 2, 2020 · Rochester, Mi
- C•••• I••••••••• S••••••• C•••• formerAug 13, 2012 to Oct 1, 2012 · Rochester Hills, Mi
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to C••••• F•• F•••••••• P••••••• I••left Mar 12, 2026, registered Feb 25, 2026 (-15 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- J••• M••••• S••••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 2, 2020, registered Apr 25, 2024 (1575 days) · Wirehouse to affiliated broker-dealer or bank
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- M•••••• L••• H••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for C••••• F•• F•••••••• P••••••• I•• (registered 2026-02-25)Mar 12, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address