DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Sean Townley

Empower Advisory Group, LLCBD affiliatedBridgewater, Nj dual registrantIAPD 4976434

Certified Financial Planner

Feed of 09/15/2026

Also filed as Sean Townley

At current firm

1 y

since Oct 22, 2024

In the industry

21 y

since May 1, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Empower Advisory Group, LLC BD affiliated current
since Oct 22, 2024 · Greenwood Village, Co
Eagle Strategies LLC BD affiliated
Aug 26, 2021 to Oct 17, 2024 · New York, Ny
MML Investors Services, LLC BD affiliated
Mar 25, 2017 to Mar 30, 2020 · Somerset, Nj
Tower Square Securities, Inc. former
Sep 18, 2008 to Feb 24, 2012 · Somerset, Nj
Msi Financial Services, Inc. former
Apr 28, 2006 to Mar 25, 2017 · Somerset, Nj
Walnut Street Securities, Inc. former
Apr 28, 2006 to Feb 24, 2012 · Somerset, Nj
New England Securities Corporation former
Apr 28, 2006 to Jan 2, 2015 · Somerset, Nj

Moves

a registration end followed by a registration begin elsewhere

Eagle Strategies LLC to Empower Advisory Group, LLC
left Oct 17, 2024, registered Oct 22, 2024 (5 days) · Affiliated broker-dealer or bank to another
MML Investors Services, LLC to Eagle Strategies LLC
left Mar 30, 2020, registered Aug 26, 2021 (514 days) · Affiliated broker-dealer or bank to another
Msi Financial Services, Inc. to Tower Square Securities, Inc.
left Mar 25, 2017, registered Sep 18, 2008 (-3110 days) · Other · moved with a team
New England Securities Corporation to Msi Financial Services, Inc.
left Jan 2, 2015, registered Apr 28, 2006 (-3171 days) · corporate re-registration, not a move
Walnut Street Securities, Inc. to New England Securities Corporation
left Feb 24, 2012, registered Apr 28, 2006 (-2128 days) · channel change inside one enterprise, not a move
Tower Square Securities, Inc. to MML Investors Services, LLC
left Feb 24, 2012, registered Mar 25, 2017 (1856 days) · Other

Signals

Sean Townley left Eagle Strategies Llc for Empower Advisory Group, Llc (registered 2024-10-22)
Oct 17, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address