J•••• W• R•••

J••• M••••• S••••••••• L••wirehouseCastle Rock, Codual registrantIAPD 4976681

Certified Financial Planner

Feed of 09/14/2026

Also filed as J•••• W••••• R••••••••• W••••• R•••

At current firm

12 y

since Nov 8, 2013

In the industry

20 y

since Oct 8, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since Nov 8, 2013 · Castle Rock, Co
S••••• W••••• A•••••••• I••• no RAUM
Jan 3, 2012 to Nov 20, 2013 · Englewood, Co
C•••••• S••••• • C••• I••• national BD
Nov 14, 2006 to Dec 31, 2011 · Phoenix, Az

Moves

a registration end followed by a registration begin elsewhere

S••••• W••••• A•••••••• I••• to J••• M••••• S••••••••• L••
left Nov 20, 2013, registered Nov 8, 2013 (-12 days) · Other
C•••••• S••••• • C••• I••• to S••••• W••••• A•••••••• I•••
left Dec 31, 2011, registered Jan 3, 2012 (3 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address