RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• M•••••• R•••
- M•• C•••••• M••••••••• L•• independent RIA currentsince Jan 3, 2019 · Cleveland, Oh
- M••••• G••••• A••••••• I••• independent RIASep 8, 2015 to Sep 27, 2018 · Columbus, Oh
- F•••• T•••• S••••••••• I••• BD affiliatedNov 19, 2014 to Sep 14, 2015 · Cleveland, Oh
- E••••• J•••• national BDMay 31, 2011 to Nov 18, 2014 · Solon, Oh
- T• A••••••••• I••••••••• M••••••••• L•• formerNov 19, 2008 to May 23, 2011 · Beachwood, Oh
- T• A••••••••• I••• formerNov 19, 2008 to May 23, 2011 · Orange Village, Oh
- N•••••• I••••••••• I••• unclassifiedSep 7, 2007 to Nov 20, 2008 · Akron, Oh
- M••••• S•••••• D• I••• unclassifiedJul 14, 2005 to Oct 19, 2005 · Akron, Oh
- M••••• G••••• A••••••• I••• to M•• C•••••• M••••••••• L••left Sep 27, 2018, registered Jan 3, 2019 (98 days) · RIA to RIA
- F•••• T•••• S••••••••• I••• to M••••• G••••• A••••••• I•••left Sep 14, 2015, registered Sep 8, 2015 (-6 days) · Other
- E••••• J•••• to F•••• T•••• S••••••••• I•••left Nov 18, 2014, registered Nov 19, 2014 (1 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left May 23, 2011, registered Nov 19, 2008 (-915 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to E••••• J••••left May 23, 2011, registered May 31, 2011 (8 days) · Other
- N•••••• I••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Nov 20, 2008, registered Nov 19, 2008 (-1 days) · Other
- M••••• S•••••• D• I••• to N•••••• I••••••••• I•••left Oct 19, 2005, registered Sep 7, 2007 (688 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address