RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••••••• M••••
- W•••• I••••••••• M••••••••• I••• asset manager currentsince Apr 8, 2021 · Omaha, Ne
- W•• I••••••••• L•• independent RIAMar 19, 2018 to Apr 27, 2020 · Red Bank, Nj
- L•••• A••••• • C•• L•• asset managerJul 19, 2010 to Oct 16, 2017 · Jersey City, Nj
- W•• I••••••••• L•• to W•••• I••••••••• M••••••••• I•••left Apr 27, 2020, registered Apr 8, 2021 (346 days) · Other
- L•••• A••••• • C•• L•• to W•• I••••••••• L••left Oct 16, 2017, registered Mar 19, 2018 (154 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address