RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• M•••••• G••
- W•••• F•••• A••••••• wirehouse currentsince Apr 22, 2024 · Palm Beach, Fl
- J••• M••••• S••••••••• L•• wirehouseJun 16, 2014 to Apr 25, 2024 · Palm Beach Gardens, Fl
- D••••••• B••• S••••••••• I••• no RAUMJul 20, 2006 to Jul 14, 2014 · Palm Beach, Fl
- M••••• S•••••• D• I••• unclassifiedAug 26, 2005 to May 24, 2006 · Palm Beach, Fl
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Apr 25, 2024, registered Apr 22, 2024 (-3 days) · Wirehouse to wirehouse · moved with a team
- D••••••• B••• S••••••••• I••• to J••• M••••• S••••••••• L••left Jul 14, 2014, registered Jun 16, 2014 (-28 days) · Other
- M••••• S•••••• D• I••• to D••••••• B••• S••••••••• I•••left May 24, 2006, registered Jul 20, 2006 (57 days) · Other
- K•••• M•••••• G•• left J••• M••••• S••••••••• L•• for W•••• F•••• A••••••• (registered 2024-04-22)Apr 25, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address