RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••• S•••••• G••••
- V•••••• C•••••• M••••••••• I••• asset manager currentsince May 1, 2015 · Wauwatosa, Wi
- R•••••• I••••••••• asset managerNov 28, 2007 to Apr 20, 2015 · Wauwatosa, Wi
- A•••••••• F•••• M••••••••• L•• asset managerJan 10, 2006 to Nov 1, 2007 · Menomonee Falls, Wi
- R•••••• I••••••••• to V•••••• C•••••• M••••••••• I•••left Apr 20, 2015, registered May 1, 2015 (11 days) · Other
- A•••••••• F•••• M••••••••• L•• to R•••••• I•••••••••left Nov 1, 2007, registered Nov 28, 2007 (27 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address