RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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M•••••• T• J••••
- J••• M••••• S••••••••• L•• wirehouse currentsince May 27, 2025 · Mckinney, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 12, 2022 to May 27, 2025 · Austin, Tx
- P•• M•••••• A•••••• S••••••••• I••• formerFeb 11, 2014 to Jun 2, 2021 · Lakeway, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDSep 28, 2005 to Apr 2, 2007 · Austin, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left May 27, 2025, registered May 27, 2025 (0 days) · Wirehouse to wirehouse · moved with a team
- P•• M•••••• A•••••• S••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 2, 2021, registered Jul 12, 2022 (405 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- A••••••••• F•••••••• S•••••••• L•• to P•• M•••••• A•••••• S••••••••• I•••left Apr 2, 2007, registered Feb 11, 2014 (2507 days) · Other
- M•••••• T• J•••• no longer holds an investment adviser registration (last listed at J••• M••••• S••••••••• L•• on the 2026-09-15 feed)Sep 15, 2026 · Advisor registration ended · derived
- M•••••• T• J•••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for J••• M••••• S••••••••• L•• (registered 2025-05-27)May 27, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address