DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Matthew C Mead
Feed of 09/14/2026
Also filed as Matt Mead
At current firm
0 y
since Feb 26, 2026
In the industry
20 y
since Jul 27, 2006 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Stifel, Nicolaus & Company, Incorporated national BD currentsince Feb 26, 2026 · Spokane, Wa
- Wells Fargo Advisors wirehouseAug 20, 2021 to Feb 24, 2026 · Vancouver, Wa
- Financial Advocates Investment Management formerAug 7, 2019 to Aug 2, 2021 · Coeur D'Alene, Id
- J.P. Morgan Securities LLC wirehouseJun 28, 2017 to May 17, 2019 · Fremont, Ca
- Wells Fargo Advisors wirehouseMar 25, 2016 to Jun 28, 2017 · San Francisco, Ca
- Credit Suisse Securities (USA) LLC formerApr 2, 2009 to Apr 12, 2016 · San Francisco, Ca
- Citigroup Global Markets Inc. BD affiliatedAug 31, 2006 to Apr 9, 2009 · Santa Rosa, Ca
Moves
a registration end followed by a registration begin elsewhere
- Wells Fargo Advisors to Stifel, Nicolaus & Company, Incorporatedleft Feb 24, 2026, registered Feb 26, 2026 (2 days) · Wirehouse to affiliated broker-dealer or bank
- Financial Advocates Investment Management to Wells Fargo Advisorsleft Aug 2, 2021, registered Aug 20, 2021 (18 days) · RIA to wirehouse
- J.P. Morgan Securities LLC to Financial Advocates Investment Managementleft May 17, 2019, registered Aug 7, 2019 (82 days) · Wirehouse to independent RIA
- Wells Fargo Advisors to J.P. Morgan Securities LLCleft Jun 28, 2017, registered Jun 28, 2017 (0 days) · Wirehouse to wirehouse · moved with a team
- Credit Suisse Securities (USA) LLC to Wells Fargo Advisorsleft Apr 12, 2016, registered Mar 25, 2016 (-18 days) · Other · moved with a team
- Citigroup Global Markets Inc. to Credit Suisse Securities (USA) LLCleft Apr 9, 2009, registered Apr 2, 2009 (-7 days) · Other
Signals
- Matthew C Mead left Wells Fargo Advisors for Stifel, Nicolaus & Company, Incorporated (registered 2026-02-26)Feb 24, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address