RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• R••••• M•••••
- M••••• W••••• M••••••••• no RAUM currentsince Aug 28, 2026 · Gilbert, Az
- G••••• S•••• W••••• M••••••••• L•• independent RIASep 13, 2017 to Aug 31, 2026 · Carlsbad, Ca
- P•• A••••••• independent RIAMar 6, 2015 to Oct 13, 2017 · Carlsbad, Ca
- L•• F•••••••• L•• BD affiliatedNov 17, 2011 to Oct 8, 2020 · Scottsdale, Az
- L•••• C•••••• G•••• formerApr 13, 2010 to Nov 18, 2011 · San Diego, Ca
- R•••••• J• L•••• C••••••••• I••• unclassifiedMar 26, 2009 to Oct 19, 2010 · San Diego, Ca
- G••••• S•••• W••••• M••••••••• L•• to M••••• W••••• M•••••••••left Aug 31, 2026, registered Aug 28, 2026 (-3 days) · RIA to a newly registered adviser
- L•• F•••••••• L•• to P•• A•••••••left Oct 8, 2020, registered Mar 6, 2015 (-2043 days) · Other
- P•• A••••••• to G••••• S•••• W••••• M••••••••• L••left Oct 13, 2017, registered Sep 13, 2017 (-30 days) · Other
- L•••• C•••••• G•••• to L•• F•••••••• L••left Nov 18, 2011, registered Nov 17, 2011 (-1 days) · Other
- R•••••• J• L•••• C••••••••• I••• to L•••• C•••••• G••••left Oct 19, 2010, registered Apr 13, 2010 (-189 days) · Other
- R••• R••••• M••••• left G••••• S•••• W••••• M••••••••• L•• for M••••• W••••• M••••••••• (registered 2026-08-28)Aug 31, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address