DFX Intelligence
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Feed of 09/14/2026
Also filed as D•••• C•••••
At current firm
2 y
since Aug 16, 2024
In the industry
21 y
since Sep 16, 2005 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- F••••• I••••••••• independent RIA currentsince Aug 16, 2024 · Plano, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 6, 2021 to May 29, 2024 · Fort Worth, Tx
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Jan 22, 2021 · Fort Worth, Tx
- C•••• I••••••••• S••••••• C•••• formerJan 12, 2011 to Oct 1, 2012 · Ft. Worth, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDJun 29, 2009 to Dec 20, 2010 · Arlington, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDOct 5, 2005 to Jun 1, 2009 · Fort Worth, Tx
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F••••• I•••••••••left May 29, 2024, registered Aug 16, 2024 (79 days) · Wirehouse to independent RIA · moved with a team
- J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 22, 2021, registered Jan 6, 2021 (-16 days) · Wirehouse to wirehouse · moved with a team
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to C•••• I••••••••• S••••••• C••••left Dec 20, 2010, registered Jan 12, 2011 (23 days) · Other
Signals
- D•••• C••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for F••••• I••••••••• (registered 2024-08-16)May 29, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address