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Registered advisor
D••••• L• R•••
Feed of 09/14/2026
Also filed as D••••• R•••
At current firm
6 y
since Jan 31, 2020
In the industry
20 y
since Feb 13, 2006 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Jan 31, 2020 · St. Petersburg, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedFeb 15, 2019 to Dec 31, 2019 · St. Petersburg, Fl
- R•••••• J•••• • A••••••••• I••• national BDJul 30, 2014 to Apr 26, 2017 · Trinity, Fl
- F•• S••••••••• C••••••••• formerDec 19, 2013 to Jul 29, 2014 · Clearwater, Fl
- W•••• F•••• A••••••• wirehouseFeb 22, 2011 to Aug 15, 2013 · Sarasota, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 23, 2009 to Jan 4, 2011 · Bellevue, Wa
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedFeb 14, 2006 to Oct 23, 2009 · Bellevue, Wa
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to R•••••• J•••• • A••••••••• I•••left Dec 31, 2019, registered Jan 31, 2020 (31 days) · Affiliated broker-dealer or bank to another · moved with a team
- R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Apr 26, 2017, registered Feb 15, 2019 (660 days) · Affiliated broker-dealer or bank to another · moved with a team
- F•• S••••••••• C••••••••• to R•••••• J•••• • A••••••••• I•••left Jul 29, 2014, registered Jul 30, 2014 (1 days) · Other
- W•••• F•••• A••••••• to F•• S••••••••• C•••••••••left Aug 15, 2013, registered Dec 19, 2013 (126 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Jan 4, 2011, registered Feb 22, 2011 (49 days) · Wirehouse to wirehouse
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address