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Registered advisor
J••••• B•••••• F••••
Feed of 09/14/2026
Also filed as J••••• F••••
At current firm
13 y
since Jul 10, 2013
In the industry
21 y
since Aug 26, 2005 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jul 10, 2013 · Maryville, Tn
- S•••••• W••••• P•••••••• L•• BD affiliatedDec 17, 2012 to Oct 1, 2013 · Knoxville, Tn
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 2, 2009 to Dec 17, 2012 · Knoxville, Tn
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedSep 26, 2008 to Jan 2, 2009 · Knoxville, Tn
- E••••• J•••• national BDMar 5, 2007 to Sep 22, 2008 · Powell, Tn
Moves
a registration end followed by a registration begin elsewhere
- S•••••• W••••• P•••••••• L•• to L•• F•••••••• L••left Oct 1, 2013, registered Jul 10, 2013 (-83 days) · Other
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to S•••••• W••••• P•••••••• L••left Dec 17, 2012, registered Dec 17, 2012 (0 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 2, 2009, registered Jan 2, 2009 (0 days) · corporate re-registration, not a move
- E••••• J•••• to R•••••• J•••• F•••••••• S•••••••• I•••left Sep 22, 2008, registered Sep 26, 2008 (4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address