RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• A•••• C••••••
- M••••• S•••••• wirehouse currentsince Nov 3, 2022 · Barrington, Il
- F•••• T•••• S••••••••• I••• BD affiliatedJan 14, 2015 to Nov 4, 2022 · Crystal Lake, Il
- P•• W••••• M••••••••• BD affiliatedDec 21, 2012 to Jan 27, 2015 · Elgin, Il
- F•••• T•••• S••••••••• I••• BD affiliatedJul 22, 2010 to Nov 1, 2012 · Algonquin, Il
- F•••• T•••• S••••••••• I••• BD affiliatedOct 31, 2007 to Dec 15, 2009 · Algonquin, Il
- S••••••• I••••••••• I••• formerFeb 9, 2007 to Oct 31, 2007 · Rosemont, Il
- F•••• T•••• S••••••••• I••• to M••••• S••••••left Nov 4, 2022, registered Nov 3, 2022 (-1 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- P•• W••••• M••••••••• to F•••• T•••• S••••••••• I•••left Jan 27, 2015, registered Jan 14, 2015 (-13 days) · Other
- F•••• T•••• S••••••••• I••• to P•• W••••• M•••••••••left Nov 1, 2012, registered Dec 21, 2012 (50 days) · Other
- S••••••• I••••••••• I••• to F•••• T•••• S••••••••• I•••left Oct 31, 2007, registered Oct 31, 2007 (0 days) · Other
- B•••• A•••• C•••••• left F•••• T•••• S••••••••• I••• for M••••• S•••••• (registered 2022-11-03)Nov 4, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address