DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T•••• C••• F•••••••

F••••• I•••••••••independent RIAPlano, Tx IA-onlyIAPD 4991835

Certified Financial Planner

Feed of 09/14/2026

Also filed as Tyson C Frerking

At current firm

1 y

since Dec 2, 2024

In the industry

21 y

since Sep 16, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F••••• I••••••••• independent RIA current
since Dec 2, 2024 · Camas, Wa
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Feb 10, 2020 to Jul 23, 2024 · Skokie, Il
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Mar 17, 2014 to Jun 24, 2019 · Park Ridge, Il
T• A••••••••• I••• former
Feb 3, 2012 to Oct 14, 2013 · Schaumburg, Il
T• A••••••••• I••••••••• M••••••••• L•• former
Sep 1, 2010 to Oct 14, 2013 · Schumburg, Il
K•• I••••••••• S••••••• L•• BD affiliated
Jun 26, 2008 to Nov 11, 2009 · Tacoma, Wa
W•••••• • R••• former
Aug 17, 2006 to Jun 23, 2008 · Seattle, Wa
U•• F•••••••• S••••••• I••• wirehouse
Sep 19, 2005 to Aug 10, 2006 · Bellevue, Wa

Moves

a registration end followed by a registration begin elsewhere

N••••••••• M••••• I••••••••• S••••••••• to F••••• I•••••••••
left Jul 23, 2024, registered Dec 2, 2024 (132 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to N••••••••• M••••• I••••••••• S•••••••••
left Jun 24, 2019, registered Feb 10, 2020 (231 days) · Other
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Oct 14, 2013, registered Feb 3, 2012 (-619 days) · channel change inside one enterprise, not a move
T• A••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Oct 14, 2013, registered Mar 17, 2014 (154 days) · Other
K•• I••••••••• S••••••• L•• to T• A••••••••• I••••••••• M••••••••• L••
left Nov 11, 2009, registered Sep 1, 2010 (294 days) · Other
W•••••• • R••• to K•• I••••••••• S••••••• L••
left Jun 23, 2008, registered Jun 26, 2008 (3 days) · Other
U•• F•••••••• S••••••• I••• to W•••••• • R•••
left Aug 10, 2006, registered Aug 17, 2006 (7 days) · Other

Signals

T•••• C••• F••••••• left N••••••••• M••••• I••••••••• S••••••••• for F••••• I••••••••• (registered 2024-12-02)
Jul 23, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address