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Registered advisor
A••• K••• T•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as A••• T•••••
At current firm
6 y
since Dec 26, 2019
In the industry
21 y
since Sep 16, 2005 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Dec 26, 2019 · Van Nuys, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 23, 2018 to Nov 27, 2019 · Northridge, Ca
- S•••••••• I••••••••• M••••••••• formerMar 24, 2017 to Mar 8, 2018 · Saint Louis, Mo
- T• A••••••••• I••• formerFeb 1, 2012 to Mar 29, 2017 · Encino, Ca
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 1, 2012 to Mar 29, 2017 · Encino, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedMar 10, 2010 to Dec 21, 2011 · Glendale, Ca
- S•••••••• A••••••• L•• national BDApr 15, 2008 to Feb 21, 2009 · Woodland Hills, Ca
- M••••• S•••••• D• I••• unclassifiedSep 19, 2005 to Jan 5, 2007 · Woodland Hills, Ca
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Nov 27, 2019, registered Dec 26, 2019 (29 days) · Wirehouse to wirehouse · moved with a team
- S•••••••• I••••••••• M••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 8, 2018, registered Oct 23, 2018 (229 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Mar 29, 2017, registered Feb 1, 2012 (-1883 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Mar 29, 2017, registered Feb 1, 2012 (-1883 days) · channel change inside one enterprise, not a move
- C•••••••• G••••• M•••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Dec 21, 2011, registered Feb 1, 2012 (42 days) · Other
- S•••••••• A••••••• L•• to C•••••••• G••••• M•••••• I•••left Feb 21, 2009, registered Mar 10, 2010 (382 days) · Other
- M••••• S•••••• D• I••• to S•••••••• A••••••• L••left Jan 5, 2007, registered Apr 15, 2008 (466 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address