E••• S•••

• J••• M••••• S••••••••• L•• wirehouse current
  since Oct 12, 2023 · New York, Ny
• J••• M••••• P•••••• W••••• A••••••• L•• former
  Mar 29, 2021 to Mar 21, 2025 · New York, Ny
• C•••••••• G••••• M•••••• I••• BD affiliated
  Sep 17, 2010 to Mar 18, 2021 · New York, Ny

• J••• M••••• P•••••• W••••• A••••••• L•• to J••• M••••• S••••••••• L••
  left Mar 21, 2025, registered Oct 12, 2023 (-526 days) · corporate re-registration, not a move
• C•••••••• G••••• M•••••• I••• to J••• M••••• P•••••• W••••• A••••••• L••
  left Mar 18, 2021, registered Mar 29, 2021 (11 days) · Affiliated broker-dealer or bank to another · moved with a team

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

21derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address