DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Joseph Christopher Thibeaux
Feed of 09/14/2026
Also filed as Chris Thibeaux
At current firm
1 y
since Feb 24, 2025
In the industry
20 y
since Oct 8, 2005 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Feb 24, 2025 · Slidell, La
- Ameriprise Financial Services, LLC national BDJul 31, 2023 to Feb 26, 2025 · Slidell, La
- Valic Financial Advisors, Inc. BD affiliatedNov 13, 2017 to Aug 16, 2023 · Baton Rouge, La
- Cetera Investment Advisers LLC BD affiliatedJan 21, 2014 to Mar 26, 2015 · Schaumburg, Il
- Cetera Investment Services LLC formerJan 9, 2014 to Jan 21, 2014 · Metairie, La
- Edward Jones national BDJan 16, 2007 to Sep 14, 2012 · Sunset, La
Moves
a registration end followed by a registration begin elsewhere
- Ameriprise Financial Services, LLC to LPL Financial LLCleft Feb 26, 2025, registered Feb 24, 2025 (-2 days) · Affiliated broker-dealer or bank to another
- Valic Financial Advisors, Inc. to Ameriprise Financial Services, LLCleft Aug 16, 2023, registered Jul 31, 2023 (-16 days) · Affiliated broker-dealer or bank to another
- Cetera Investment Advisers LLC to Valic Financial Advisors, Inc.left Mar 26, 2015, registered Nov 13, 2017 (963 days) · Other
- Cetera Investment Services LLC to Cetera Investment Advisers LLCleft Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
- Edward Jones to Cetera Investment Services LLCleft Sep 14, 2012, registered Jan 9, 2014 (482 days) · Other
Signals
- Joseph Christopher Thibeaux left Ameriprise Financial Services, Llc for Lpl Financial Llc (registered 2025-02-24)Feb 26, 2025 · Advisor changed firm · fact
- Joseph Christopher Thibeaux left Valic Financial Advisors, Inc. for Ameriprise Financial Services, Llc (registered 2023-07-31)Aug 16, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address