RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• M•••••• G•••••••
- W•••• F•••• A••••••• wirehouse currentsince Jan 20, 2026 · Ithaca, Ny
- U•• F•••••••• S••••••• I••• wirehouseOct 10, 2014 to Jan 27, 2026 · New York, Ny
- M••••• S•••••• wirehouseApr 1, 2013 to Oct 1, 2014 · New York, Ny
- D••••••• B••• S••••••••• I••• no RAUMApr 23, 2008 to Feb 13, 2009 · New York, Ny
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Jan 27, 2026, registered Jan 20, 2026 (-7 days) · Wirehouse to wirehouse
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Oct 1, 2014, registered Oct 10, 2014 (9 days) · Wirehouse to wirehouse
- D••••••• B••• S••••••••• I••• to M••••• S••••••left Feb 13, 2009, registered Apr 1, 2013 (1508 days) · Other
- J••••• M•••••• G••••••• left U•• F•••••••• S••••••• I••• for W•••• F•••• A••••••• (registered 2026-01-20)Jan 27, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address