DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• A•••••• V••••

S••••• I••••••••• S•••••••state registeredSanta Barbara, CaIA-onlyIAPD 4995399

Certified Financial Planner

Feed of 09/14/2026

Also filed as Mike Vidal

At current firm

1 y

since Sep 25, 2024

In the industry

18 y

since Dec 11, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••• I••••••••• S••••••• state registered current
since Sep 25, 2024 · Santa Barbara, Ca
W••••• I••••••••• state registered
Jan 4, 2023 to Oct 22, 2024 · La Selva, Ca
C•••••• S•••••• P••••••• former
Jan 21, 2014 to Dec 31, 2022 · Irvine, Ca
W•••• F•••• A••••••• wirehouse
Jan 3, 2011 to Oct 19, 2012 · San Luis Obispo, Ca
W•••• F•••• I••••••••• L•• unclassified
Dec 12, 2007 to Jan 3, 2011 · Santa Barbara, Ca

Moves

a registration end followed by a registration begin elsewhere

W••••• I••••••••• to S••••• I••••••••• S•••••••
left Oct 22, 2024, registered Sep 25, 2024 (-27 days) · Other
C•••••• S•••••• P••••••• to W••••• I•••••••••
left Dec 31, 2022, registered Jan 4, 2023 (4 days) · RIA to a state-registered adviser
W•••• F•••• A••••••• to C•••••• S•••••• P•••••••
left Oct 19, 2012, registered Jan 21, 2014 (459 days) · Wirehouse to independent RIA
W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••
left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move

Signals

Michael Anthony Vidal left Wealth Innovation for Select Investment Services (registered 2024-09-25)
Oct 22, 2024 · Advisor changed firm · fact
Michael Anthony Vidal left Capital Synergy Partners for Wealth Innovation (registered 2023-01-04)
Dec 31, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address