DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

C•••••• S•••••• P•••••••

Former SEC-registered adviserNewport Beach, CaliforniaCRD 148733SEC 801-117828IAPD
Legal name C•••••• S•••••• P•••••••• I•••
Latest filing May 7, 2020
First filing on the tape Nov 19, 2019 · 3 filings
RAUM
$99.2M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
99%
$98.1M individuals and HNW
Advisors
20
registered through the firm on IAPD
RAUM per advisor
$5.0M
derived; firm RAUM over IAPD count
Employees
21
20 advisory (5.B.1)
Offices
18
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$99.2M as of May 7, 2020
Nov 19, 2019$99.2M then
HNW client RAUM$18.5M as of May 7, 2020
Nov 19, 2019$18.5M then
State-registered IARs (5.B.3)21 as of May 7, 2020
Nov 19, 201921 then
Employees (5.A)21 as of May 7, 2020
Nov 19, 201921 then
Private funds: no history
Practice profile
derived from the filing of May 7, 2020; every figure names its basis
RAUM per advisor
$5.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
31derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.5MderivedHNW RAUM over HNW clients
Average account
$160,505derivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.1derivedItem 5.A over advisors
Advisors per office
1.1derived19 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed fees, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is a broker-dealer (6.A.1)
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$79.5M80%
  • High-net-worth individuals$18.5M19%
  • Corporations and businesses$1.1M1.1%
  • Pension and profit-sharing plans$66,4490.1%
Individual clients
599reported
HNW clients
12reported
Pension plan clients
2reported
Charitable clients
n/areported
Accounts
618reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
20 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
R••••• E••••• S•••••Irvine, Ca Feb 22, 201131 y1
A••••• A••• H•••••Irvine, CaMay 23, 201132 y0
M••• S••••• G••••••Irvine, Ca Feb 4, 201217 y1
R••••• J•• B•••Scottsdale, Az Jun 8, 201228 y2
S•••••• C••••••••• C•••••••Irvine, Ca Jun 22, 201226 y1
C••• J•••• C•••••••••Lincoln, Ne Jul 23, 201430 y1
M•••••• D••••• W•••••••••Irvine, Ca Sep 16, 201449 y2
C•••••• M•••••• T•••••Irvine, Ca Jan 3, 201726 y2
G•••••• L•••• T••••••Irvine, Ca Nov 2, 201826 y2
R•••••• W•••••• G•••••Chartered Financial ConsultantTucson, Az Feb 27, 201951 y1
M•••••• A••••• G••••Irvine, CaJun 10, 201910 y0
M•••••• M•••••• M•••••••Certified Financial PlannerIrvine, Ca Aug 29, 201916 y3
J••• E••• S•••Certified Financial PlannerIrvine, Ca Jun 12, 202025 y0
W••••• S••••• L•••••••Certified Financial PlannerIrvine, Ca Aug 21, 202434 y1
R•••• J•••• R•••••Highland Park, Il Jan 1, 202534 y7
W•••••• G••••• R•••Mission Viejo, Ca Jan 1, 202545 y2
R••••• J••• R••••Chartered Financial ConsultantIrvine, CaFeb 6, 202526 y0
L••••••• A• D••••••••Omaha, Ne Jan 10, 202629 y1
J••• A••••• B•••••Irvine, Ca Jan 12, 202632 y1
J•••• A• M••••Irvine, CaFeb 11, 202619 y0
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • H•••••• A••••• A••• · Trustee & Principalcontrol
      since 04/2011 · owns less than 5%
    • R•••• W•••••• G••••• · President, Cco & Amlcpcontrol
      since 09/2008 · owns 5% to 10%
    • R••••• S•••••• A••••• · Principalcontrol
      since 07/2009 · owns less than 5%
    • E•••••••• R••••••• M•••• · Finop
      since 09/2015 · owns less than 5%
    • S•••••• R••••• E••••• · Prinicpal
      since 10/2010 · owns less than 5%
    • H•••••• A••••• A••• · Trustee
      since 12/2000 · owns 75% or more of Andrew A. Holden Family Trust 12/2000
    Entity owners
    • A••••• A• H••••• F••••• T•••• 1••••••••• · Owner
      direct · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Irvine, Ca2030
    Omaha, Ne210
    Scottsdale, Az200
    Torrence, Ca200
    Offices
    Schedule D 1.F, the 25 largest
    • Omaha, NE2 employees
    • Omaha, NE1 employees
    • , 1 employees
    • , 1 employees
    • Scottsdale, AZ1 employees
    • Scottsdale, AZ1 employees
    • Omaha, NE1 employees
    • Santa Ana, CA1 employees
    • , 1 employees
    • Irvine, CA1 employees
    • Visalia, CA1 employees
    • Goleta, CA1 employees
    • Minnetonka, MN1 employees
    • Wilmington, NC1 employees
    • Charlotte, NC1 employees
    • Lincoln, NE1 employees
    • , 1 employees
    • , 1 employees
    What changed
    consecutive filings, newest first
    • Other offices · 19 to 18
      Nov 19, 2019 to Dec 11, 2019
    Signals
    2 dated events
    • Michael Anthony Vidal left Capital Synergy Partners for Wealth Innovation (registered 2023-01-04)
      Dec 31, 2022 · Advisor changed firm · fact
    • Capital Synergy Partners filed its initial SEC registration (Form ADV)
      Nov 19, 2019 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Website
    CAPITALSYNERGYPARTNERS.COMreportedpublic record, Form ADV, Sep 18, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $5.0Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026