RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••• R••• W••••••
- C••••• W••••• A•••••••• L•• independent RIA currentsince Dec 13, 2019 · Shawnee, Ks
- T•• W••• C•••••• A••••••• L•• institutionalDec 18, 2018 to Apr 1, 2020 · Overland Park, Ks
- M•••••• W••••• A••••••• formerMar 13, 2015 to Mar 31, 2018 · Overland Park, Ks
- M•••••• BD affiliatedSep 12, 2012 to Dec 19, 2018 · Overland Park, Ks
- T•• W••• C•••••• A••••••• L•• to C••••• W••••• A•••••••• L••left Apr 1, 2020, registered Dec 13, 2019 (-110 days) · Other
- M•••••• to M•••••• W••••• A•••••••left Dec 19, 2018, registered Mar 13, 2015 (-1377 days) · Other
- M•••••• W••••• A••••••• to T•• W••• C•••••• A••••••• L••left Mar 31, 2018, registered Dec 18, 2018 (262 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address