RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- A••••••• P•••••••• I••• other currentsince Aug 30, 2023 · Boston, Ma
- S•• W••••• independent RIAJul 11, 2022 to Aug 28, 2023 · Newton, Ma
- S•• I••••••••• S••••••• I••• formerAug 30, 2018 to Jul 29, 2022 · Newton, Ma
- M••••• S•••••• wirehouseAug 25, 2011 to Aug 7, 2018 · Boston, Ma
- S•• W••••• to A••••••• P•••••••• I•••left Aug 28, 2023, registered Aug 30, 2023 (2 days) · Other
- S•• I••••••••• S••••••• I••• to S•• W•••••left Jul 29, 2022, registered Jul 11, 2022 (-18 days) · corporate re-registration, not a move
- M••••• S•••••• to S•• I••••••••• S••••••• I•••left Aug 7, 2018, registered Aug 30, 2018 (23 days) · Wirehouse to independent RIA
- V•••••• M••• C••••••• left S•• W••••• for A••••••• P•••••••• I••• (registered 2023-08-30)Aug 28, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address